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Foster is a member of the Investment Industry Regulatory Organization of Canada (IIROC), which is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC holds its members to high ethical and professional standards, to help protect both investors and the capital markets.

Foster is a Member of the Canadian Investor Protection Fund (CIPF). Customers’ accounts are protected by CIPF within specified limits. A brochure describing the nature and limits of coverage is available upon request or at www.cipf.ca.

Foster & Associates has engaged business services from NBIN to help serve you as a client. NBIN services entail: Trading, Clearing (Delivery & Settlement of securities and assets), Segregation & Safekeeping of assets (Custodian), and Recordkeeping/Information services (Confirmations & Statements). NBIN is a division of NBF Inc. which is an indirect, wholly owned subsidiary of National Bank of Canada. National Bank of Canada is a federally chartered Schedule A bank and public company listed on the TSX. NBF Inc. is a member of, and regulated by, the Investment Industry Regulatory Organization of Canada (IIROC), the national self-regulatory organization that oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC monitors each member’s business conduct was well as detailed ongoing assessments of its member’s monthly, quarterly and annual financial statements.